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Constitutions and the Earth |
[This paper was written as
background to a presentation the author delivered on 18 July 1976 at
the Henry George Foundation of America conference, Kendall College,
Evanston, Illlinois]
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The major contribution of the United States to world history has been
its written constitutions.
The concept of liberty has often been identified with this country, but
that concept has one which had evolved slowly through several
generations. It was alive and kicking long before the nation was
founded.
The birthplace of liberty was in England, the courageous acts of such
figures as Martin Luther and Benedict Spinoza not withstanding. The
Magna Carta could be considered its moment of conception, there being no
absolutes in analogy. The first feeble kicks in England's belly were to
be felt down through centuries of history.
The placenta probably broke in 1640 and the first breath was drawn in
the Glorious Revolution of 1688.
So liberty was born on another continent, and it has fallen America's
lot to rear the child.
We could not have done it without the written constitutions. They were
our accomplishment and ours alone. They made liberty stick. They have
made possible world sociological and economic advances without match,
and they remain the world's best hope for further progress.
Constitutional change comes slowly, but it endures, and America now has
one of the oldest unbroken governments in the world.
The very concept of a written constitution is of more recent origin
than one might expect. Rousseau's
Social Contract, as late as 1762, was considered "revolutionary."
It has been suggested that the Mayflower Compact, drawn up aboard ship,
was the first governing document written and adopted through the
authority of those who were to be governed.
The early colonial charters were a forerunner. Connecticut's
Fundamental Orders, written in 1638, were a more comprehensive code
adopted by a self-governing people, although they existed in the shadow
of continuing English claims that were not fully resolved until long
afterwards.
Prof. Homer Hockett in his Constitutional History of the United
States, says, "It fell to the lot of John Locke, however,
justifying the Revolution of 1688, to give the compact theory the
statement which best satisfied the triumphant parliamentary party."
We will be talking again about Locke and his ideas on "life,
liberty and property." It is generally felt that his was the
greatest single influence on the framing and the content of our written
constitutions.
Locke thought of the compact as the "highest authority, once it
had been agreed upon." By entering into the compact the individual
surrendered the right of self-help, which Locke saw as a part of his
natural liberty, in return for the protection by the government of the
more precious rights of life, liberty and security of property.
The justice that comes with the recognition of the world's common
rights to the fruits of the earth belongs at this highest level, and is
not secure until enough of the "governed" understand the idea
clearly enough to put it there.
There have been written codes of law before, of course, and they have
lent stability to civilization so long as they have held together. The
fall of both Greece and Rome can be traced to a gradual disregard for
those fundamental codes, as the roots of power have shifted; and it is
of particular interest to us that both civilizations fell as a direct
result of a disregard for provisions guarding justice in land.
The codes of Moses (1,500 B.C.?), Lycurgus (900 B.C.?), Solon (600
B.C.?) and Licinius (300 B.C.?) all recognize the common rights of the
world to a fair share in the earth.
But none of these codes can be considered a social contract in that
they were imposed by their authors on the strength of some higher
authority. Moses rested his case on divine inspiration. The Greeks and
the Roman on wisdom, together with a measure of political muscle.
It was much more recently that the few pioneer thinkers began to claim
that the only "natural" source of authority was with the
people.
England had a constitution but it was not written. It did, of course,
evolve painfully during the gestation period of liberty, but it did not
come to grips with title to the earth.
The constitution came into being, giving us the outline of a bill of
rights, in a period marked by the worst assaults on individual human
dignity ever made using land title as the instrument of force. It seems
ironic that the enclosures went ahead without influencing the unwritten
constitution, at the very time the struggle for political liberty was
starting us toward a bill of rights.
But there is a reason for that seeming inconsistency and we will
examine it later.
The first full-blown written constitution which went into effect only
thr6ugh direct vote of the people came during the spring of 1780 -- in
Massachusetts, I am sorry to say.
I take a parochial interest in it, because New Hampshire's first
written constitution came earlier, drawn up in the year-end holiday
season of 1775-76, after the Continental Congress had given its express
permission for such a constitution to be written in my state.
It was adopted, however, by the provincial legislature and never went
to the people. It was intended as a temporary agreement to see us
through the war.
Samuel Eliot Morison has suggested that New Hampshire's permanent
constitution, adopted by the people in 1784 after three earlier versions
had been voted down, may in fact be the first one validly adopted by the
people. He claims that Massachusetts' basic agreement never got the full
support of the people, and was declared in effect by the legislature
after some finagling with the voter returns. We started writing before
our neighboring state, but the writers found the people more difficult
to satisfy.
But all of that is nit picking. Who cares about a year or two, one way
or the other?
There is nothing to be gained in challenging this statement by Prof.
Andrew C. McLaughlin in his presidential address before the American
Historical Association in 1914:
"If I were called upon to select a single fact or
enterprise which more nearly than any other single thing embraced the
significance of the American Revolution, I should select -- not
Saratoga nor the French Alliance, or even the Declaration of
Independence -- I should choose the formation of the Massachusetts
Constitution of 1780, and I should do so because that constitution
rested upon the fully developed convention, the greatest institution
of government which America has produced, the institution which
answered, in itself, the problem of how men could make governments of
their own free will."
It was nine years later that the federal constitution came along.
It is important for our purposes here to note that none of the American
constitutions dealt at all with the relationship between world and
earth. They include no hint of man's common rights to the planet, and
they use the word "property" without clear definition.
We have to ask why.
If we are to consider the hope of getting justice in land equity into
the constitutions, we ought first to consider why it was not there to
start with.
Since Locke was a major influence on the original writers, it seems
strange that there is no qualification of the key word, "property."
Locke understood the ethical basis of property and spells it out in his
Two Treatises on Civil Government, published in 1690. It is
interesting to us that Henry George's basis for "property" is
virtually identical with that of Locke: Since one has an inherent claim
to himself, by that very fact he has a claim to whatever he may create.
The line was not drawn absolutely in Locke's discussion, "Of
Property," however, and he was willing to allow private property in
that amount of land which any man could use.
There were two influences apparent. Locke was living and writing in
England when the agricultural revolution was just getting underway, and
it would have been impossible on common lands. Individual inventiveness
in husbandry, such as that of Jethro Tull, needed individual title to at
least some small parcel of land.
It is evident, too, that Locke was aware of the early reports coming
back from the new colonies. He reasons: "The fruit or venison which
nourishes the wild Indian, who knows no enclosure, and is still a tenant
in common, must be his
" His thinking is clearly conditioned
by a circumstance of plenty, when justice in land is less sharply
divisible.
Thomas Jefferson is possibly the clearest link between Locke and the
constitutions. He admitted an influence on his choice of words for the
Declaration of Independence.
Jefferson's identification with tillers of the soil is generally
understood, and it is not reasonable to expect him to have seen clearly
the relationship between land (or site) values and people in the
industrial cities.
He seems to have accepted not only Locke1s ethical basis for property,
but the philosopher's concession to private ownership in those cases
where land was aplenty. When he drafted a constitution for Virginia in
1776, he made land ownership a qualification for suffrage, but he would
have had lands granted from the public domain to all adult males.
Jefferson had no part in the writing of the federal constitution,
however, being at that time our ambassador to France.
George Washington was president of the convention, and few of our early
leaders is any more clearly associated with land than he. Benjamin
Franklin was the elderly "dean" of the convention.
An insight into land speculation as a factor in the framing of our
constitutions is to be found in this passage which occurs in a paper on
The Yazoo Land Companies, written by Prof. Charles Haskins of
the University of Wisconsin in 1891 -- not long after the publication of
Progress and Poverty.
"The spirit of speculation in land was a prominent characteristic
of the United States at the close of the last century. Although the
Crown had received frequent petitions for land grants in the West, there
was little westward migration until the time of the Revolution. Then the
number of emigrants, the cheapness of the lands, and the lack of an
established system of sale in small quantities offered many inducements
for the formation of great land companies whose opportunities for
speculation were increased by the depreciated currency and the general
ignorance concerning the west. So strong did the spirit of speculation
become that in 1796 an English traveller would say: 'Were I to
characterize the United States, it would be by the appellation of the
land of speculation.' In spite of its exaggeration this assertion
contained much truth. 'All I am now worth was gained by speculation in
land,' wrote Timothy Pickering (then about to become Secretary of State
under President John Adams) in the same year, and many eminent men could
have said the same, often with a later experience quite similar. Land
speculation involved Washington, Franklin, Gallatin, Patrick Henry,
Robert Morris and James Wilson, as well as many less widely known."
The Yazoo land frauds themselves, the Minnesota Land Bill, the 20
million-acre Michigan territory scheme, and (of particular interest to
me) New Hampshire's colonial governor Benning Wentworth, all of whom
grew fat on land speculation
all those appalling things help
establish the climate in which our constitutions were written.
The federal constitution failed to come to grips with slavery because
some of its writers were slave-holders or sympathetic to the idea, but
at least they were balanced off by true libertarians in the North. The
convention was at least divided on the issue.
The fact that they failed to come to grips with property in land (as
opposed to property in human beings) is easily understood, there being
no dissension on the matter, so far as I have been able to discover.
Land speculation had yet to work its greatest evils on America and, with
"land enough for everyone," it simply did not exist as an
issue.
The claim that our constitutions -- particularly the federal document
which pulled a nation together -- are "miracle" is, in my
judgement, valid, despite the fact they represented so many compromises.
They were a tremendous stride forward for the human race, and the fact
that they were not perfect is not enough to diminish them to being less
than miraculous.
If we are to criticize the writers for failing to get land justice into
the constitution, we might at least look at the question of where it
belongs.
Were we to be writing the constitutions now, where would we put the
land statement?
It belongs in one of two places: Either in the bill of rights, or in
the phrases which set forth the fundamental purposes as protection of "life,
liberty and property."
The Declaration of Independence, which sets forth the "certain
unalienable rights" as its basis, goes on to speak of life and
liberty, but veers off from Locke at that point to the "pursuit of
happiness." New Hampshirels constitution, I am pleased to say, goes
more directly to the matter1 It starts out with a Bill of Rights, the
first article of which insists that "All men are born equally free
and independent,?: and the second of which lists the 11certain natural,
essential and inherent ri~ts~ as follows: "Among which are, the
enjoying and defending life and liberty; acquiring, possessing, and
protecting, property; and, in a word, of seeking and obtaining
happiness."
It does not, however, and I am sorry to say it, qualify the word "property,"
although it reveals an even greater influence by Locke than does our
federal compact.
The agreement worked out miraculously by Washington, Franklin and the
others did not even include a Bill of Rights in its original draft. That
came later, in the first session of Congress, and then only through the
nagging of Madison, encouraged by a measure of outrage voiced during the
several state conventions in which it was adopted.
The preamble sets forth a collection of platitudes, and neither rights
nor property is even mentioned.
When the Bill of Rights was finally written, it drew heavily on the
English experience and, it will be remembered, justice in land was never
conceded there.
It is not until the fifth article, in fact, that the Bill of Rights
even gets around to property, and then only in a list of legal rights
and processes: "Nor be deprived of life, liberty or property,
without due process of law."
The "miracle" of the constitutions is to be seen in the fact
that they are still relevant, pertinent and even vibrant today.
We as a nation have come through a crisis in which the constitution was
tested as never before. Freedom of the press was the instrument whereby
the truth about Watergate was finally established. A presidential
transition was made necessary, provided for in the compact, and
successfully carried out.
Of the fundamental rights Locke listed, and that New Hampshire's
constitution admits, life comes first.
The right to live was no hollow guarantee 200 years ago, but
surprisingly there are issues which still remain to be resolved, and on
which our constitutions must be made more specific. When does life
begin? When does it end? There is real and pressing constitutional
division right now in the abortion controversy (the "right to life")
and in such specific cases as the Karen Quinlan dilemma.
Our concern for "cruel and unusual punishment," for an
example, where shifts in value are still being made, is another example
of current vitality.
America's major struggle through the past 200 years has centered around
that second "natural" right, and the first of two great
constitutional compromises: Liberty.
New Hampshire's insistence that "All men are born equally free and
independent" ruled out slavery from the start, but we insisted
originally on religious and property qualifications as a basis for
suffrage.
The federal constitution not only evaded slavery, but it made humanity
a matter of fractions. Article One declares that "three fifths of
all other persons" (meaning blacks and slaves) would be part of the
formula for fairness in representation and taxation.
Slavery was a regional issue and it centered around state sovereignty,
which is a legitimate issue on other grounds. A proper balance of powers
between state and federal levels is essential if we are to recognize "heterogeneity"
as an element in growth through natural selection. It is just as
important as a balance of powers between the three branches of
government.
It was abused, however, by its role in the struggle between slavery and
universal humanity. The nation tried for 75 years to bring the concept
into the constitution by agreement, and failed.
We went to war, and afterwards wrote the several amendments which
include the fourteenth. It was another century before those amendments
were implemented, and we are feeling the pain of struggle over liberty
and universal humanity right now.
The nation, in other words, has been pushed to its limits since the
constitution was written in correcting the original compromise on "liberty."
It is little wonder, therefor, that the equally important compromise on
"property" should have been neglected.
It is interesting that Henry George seemed to see little relationship
between his ideas and the constitutions.
He was sensitive to the Declaration of Independence, apparently, and
his Fourth of July speech on liberty (99 years ago this summer, by the
way) appears again, part of it virtually intact, in Progress and
Poverty.
We find the Declaration in the index of his book. We find civilization,
and government, and liberty; but no reference to the constitutions,
whether singular or plural.
Isn't it strange that he failed to insist upon a better understanding
of the word "property" as it appears in the fundamental
agreements in the land, particularly since that word is so central?
The failure becomes even stranger when we consider that his definition
of property could easily have been drawn from Locke. (Was it ever
admitted to have been drawn from Locke? If so, I have missed the
reference.)
The most direct path for land equity is probably through the Bill of
Rights, effort made in New Hampshire during the Convention in 1974 to
put it there.
The chief concern of its supporters, however, was not economic but
environmental. We can look to help in the years ahead from those willing
to admit equal rights to a respected environment, although environmental
wisdom does not necessarily carry with it economic perception.
We can all expect, however, to run squarely into a pervasive and almost
instinctual misunderstanding of the word "property."
The debate over Resolution No. 82, "Providing that all men are
entitled to have their natural resources preserved and protected from
wanton destruction, damage or impairment," was lost within three
minutes, when the lead-off speaker in opposition said, "It strikes
at the heart of private property rights."
The effect was electric, and I could see flushed faces all around the
chamber that day, when I looked around at those delegates who benefit
from private title to land.
There is a certain fire in the blood of any American when he speaks of
private property, and his rights, and there ought to be.
We have our work cut out for us, in trying to establish that Georgism
is essentially a manifestation of liberty.
The poet Robert Frost's parents were close friends of the George family
in San Francisco, yet Frost himself years later dismissed George as a
socialist. Wasn't Henry George similarly misunderstood by Pope Leo XIII?
The word "property" is, in my judgment, the heart of the
matter, and the place to do battle.
There has been an interesting shift in our thinking since the
constitutions were written, and much of it has been done since Progress
and Poverty was published.
It does not jeopardize either the constitutions or the book, but it has
to be taken into account if we are to keep our arguments on sound, and
current grounds.
The change is in our basis for "natural" rights. Are they, in
fact, natural? Where are they to be found in nature?
Socialism is probably a more natural organization in the animal kingdom
than individualism, or capitalism, or whatever word you may choose. The
ants are socialists.
The individual is a human invention, and a fairly recent invention at
that.
It is helpful in understanding history to see it as the gradual working
out by mankind of individuality.
Rousseau was a most interesting example of confusion on the direction
of history. He started with the premise: "Man is born free, yet
everywhere we see him in chains." The logical next step was that
the world had to find a better way of organizing itself. He started from
the wrong assumption that individualism was the point of beginning, or
that man was initially free of tribal authority, and so saw socialism
under a social contract which eliminated the individual as the way to
go.
Robert Ardrey develops the interesting inconsistency between Rousseau's
brilliance and his fundamental error in Ardrey's own book called The
Social Contract, written 200 years after the Frenchman's. He uses
recent discoveries by anthropologists to confirm his position, and in
fact the new, emerging understanding of what is actually "natural"
about the human animal forms the body of the book.
Locke's inaccuracy on the naturalness of rights had begun to be
understood well before Ardrey, however, and Homer Hockett in the first
volume of his Constitutional History of the United States said
in 1939: "It has been an achievement of modern scholarship to
discover that rights, instead of antedating society, have resulted from
a gradual process of social creation.
Anthropologists have been able in recent years to establish several
things about man's "nature."
We go back a million years or more as a distinct species, yet it was
not until perhaps 20,000 years ago the individual began to emerge. We
were through all those years tribal, monarchial and predatory. It is
likely that our leaders were born, as "alpha fish" are
determined naturally. We felt the territorial imperatives of which
nationalism and xenophobia are remnants. Thus our "natural"
leaders exercised a local authority which may well be the emotional root
of private property in land -- or more exactly, in site -- and thus the
reason all those flushed faces were to be seen when the words "private
property" were invoked at Concord.
Man was the only animal, moreover, which picked up a weapon and
destroyed his own kind. Government has all too often been the modern
equivalent of that original weapon. It may account for the uneasiness
some people are feeling these days as they watch Jimmy Carter's swift
grasp of power. Government has long been the instrument whereby some men
have wielded power over others; and the "liberty" of which we
are so proud is really freedom from each other -- freedom from coercive
behavior, legal more often than not, on the part of our fellow men.
So recent is the invention of the individual that the "gradual
process of social creation" is still going on. We are concerned
today with equal rights amendments, school busing, voting privileges at
age 18.
The American constitutions, even ours in the northern states with their
religious and economic qualifications, fell far short of universality.
But they are the means whereby liberty is being given a broader base.
It would be helpful at this point, I think, to look at the world's
recent invention: The human individual.
It was the long distance weapon -- the spear and the sling, the bow and
arrow and later the firearm -- that made the individual possible.
The world was bound into tribes or clans so long as man, with his puny
brain, was in direct contest with the stronger animals. The long
distance weapon first made it possible for man to wander off into the
jungle by himself.
(It is a particular personal satisfaction that the first place
liberated man wandered was into the dark recesses of a cave, where he
painted pictures of the fierce battles he had witnessed between man and
bull. He saw fit to include showers of arrows in some of those pictures.
Thus the first individual acts, or at least the earliest ones of which
we have any written record, are aesthetically creative -- and they
reveal an insight of which we must still stand in awe.)
The genius of the human individual has been his creative capability:
Economic from the first cultivated seed through the agricultural
revolution to computer technology. Each of the million creative
breakthroughs has been individual.
We have the old saying: "No opera was ever written by a committee."
And that brings us to what is "natural" about individual
rights.
They are not natural in themselves. They are man's own invention. But
they are based on a gradually improved understanding of natural law and
human behavior.
Thus Thomas Jefferson was not so far wrong after all in his phrase: "Life,
liberty and the pursuit of happiness." The search for happiness has
been a mainspring for human endeavor, and it is increasingly seen that
happiness is no more nor less than the condition which results from the
fullest possible realization of one's potential self. It is the measure
of human fulfillment, and is therefore more properly an "end"
of social organization than either liberty or property, which are not
ends at all, but means.
It is not surprising that Henry George failed to relate the struggle
for justice in land with the comprehensive "gradual process of
social creation," or more exactly to relate it to the
constitutional arena.
He deals with the evolutionary process in chapter four of Book VII,
called "Private Property in Land Historically Considered."
He cites example after example to show that the earth has been
considered "common property, in which the rights of all who had
admitted rights were equal."
He fails to deal with the fact, however, that as rights became
recognized for an increasingly broad base of people the emphasis had to
be on privacy rather than on property.
The enclosure movement in England is a case in point. It was,
indisputably, an enormous infringement of individual rights. It was even
more barbaric and destructive than the legal assaults, first by kings
and then by parliament (or the king's parley, to put it in the correct
light) on the right of people to themselves, or personal liberty.
But had it not been for enclosure we would not have had the
agricultural revolution.
The world first needed to establish the protected right of individuals
to apply their creativeness to the earth, and it would scarcely have
been possible without private title.
We had to have private title to land before we could have the
circumstance for which Henry George found the needed answer.
The essential invention for which he must be given credit is not the
common privilege of the world to the earth, but the simple mechanism
whereby it could be done without jeopardizing the private title to a
fair share of the earth's surface without which individuality would be
meaningless.
He wrote movingly about man's inherent rights to a fair share, and
compassionately about the injustice that follows when it is denied. He
deserves honor for his eloquence, but not for any inventiveness in that
respect.
Is any part of Progress and Poverty more moving in that respect
than the famous speech of Tiberius Gracchus, who was really fighting the
same battle we are fighting, but at a different time when neither
individuality nor natural law was understood as it can be understood
today. George saw fit to quote the speech, as Plutarch had done 2,000
years before.
The essence of Georgism is not really so simple as I once believed it
to be, when I was mistaking the essential invention for the broad
concept of justice that has been seen by so many thinkers since Moses,
and possibly before.
It is a secondary mechanism, a refinement of a new idea, a device
whereby the balance can be struck between social organization and
individuality.
It will not soon be as clearly evident as "liberty" or "property"
and it could not hope to find its way into our social contract until
after the universality of individual rights has found a safe place
there.
We will be helped in the years ahead by those who have a concern for "ecology"
(a much-abused word, these days) and the security of the environment.
We will be helped in the years ahead, concern over the population
explosion.
Henry George's insight in the area of population, and the demographic
earth-world balance, is astonishing. His contradiction of Malthus is
still unmatched, despite the fact that everybody and his brother is
writing about it these days. I think it may turn out eventually to be as
significant as his invention of the "single tax" mechanism.
He did not seem to see, however, that procreation is an instinctive
manner in which human beings keep fighting for their rights to a place
on the earth.
He argued compassionately for the plight of those who are denied a fair
share in the fruits of the earth, but he did not warn us that The
Blessed Meek will inherit the earth, one way or another. He based his
case on justice, whereas it can as properly be based on
self-preservation.
America's unique accomplishment in fashioning the first written
constitutions ranks above George's invention of the single tax. It takes
in more social progress. But there is nothing inconsistent in those two
achievements
each part of the "gradual process" and
each truly miraculous.
It has taken us nearly two centuries to repair one original defect in
our constitutions. Henry George has given us the ingenuity with which to
repair the other.
I see nothing discouraging in the fact that the job remains to be done.
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