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Written History as an Act of Faith |
| [Annual address of
the president of the American Historical Association, delivered at
Urbana. 28 December 1933. Reprinted from the American Historical
Review, Volume 39, Issue 2, p. 219-231.] |
"Charles A. Beard (Nov. 27,
1874 to Sept. 1, 1948) was one of the most daring and innovative
historians of his day. He received his PhD from Columbia in 1904,
and taught there until 1917, before helping to establish the New
School for Social Research. In works such as An Economic
Interpretation of the Constitution of the United States (1913) and
Economic Origins of Jeffersonian Democracy (1915), he stressed the
part played by economic forces in the development of American
institutions. With his wife, Mary Ritter Beard, he also
co-authored the classic text book, The Rise of American
Civilization (1927)."
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History has been called a science, an art, an illustration of theology,
a phase of philosophy, a branch of literature. It is none of these
things, nor all of them combined. On the contrary, science, art,
theology, and literature are themselves merely phases of history as past
actuality and their particular forms at given periods and places are to
be explained, if explained at all, by history as knowledge and thought.
The philosopher, possessing little or no acquaintance with history,
sometimes pretends to expound the inner secret of history,1 but the
historian turns upon him and expounds the secret of the philosopher, as
far as it may be expounded at all, by placing him in relation to the
movement of ideas and interests in which he stands or floats, by giving
to his scheme of thought its appropriate relativity. So it is with
systems of science, art, theology, and literature. All the light on
these subjects that can be discovered by the human mind comes from
history as past actuality.
What, then, is this manifestation of omniscience called history? It is,
as Croce says, contemporary thought about the past. History as past
actuality includes, to be sure, all that has been done, felt, and
thought by human beings on this planet since humanity began its long
career. History as record embraces the monuments, documents, and symbols
which provide such knowledge as we have or can find respecting past
actuality. But it is history as thought, not as actuality, record, or
specific knowledge, that is really meant when the term history is used m
its widest and most general significance. It is thought about past
actuality, instructed and delimited by history as record and knowledge
-- record and knowledge authenticated by criticism and ordered with the
help of the scientific method. This is the final, positive, inescapable
definition. It contains all the exactness that is possible and all the
bewildering problems inherent in the nature of thought and the relation
of the thinker to the thing thought about.
Although this definition of history may appear, at first glance,
distressing to those who have been writing lightly about "the
science of history" and "the scientific method" in
historical research and construction, it is in fact in accordance with
the most profound contemporary thought about history, represented by
Croce, Riezler, Karl Mannheim, Mueller-Armack, and Heussi, for example.
It is in keeping also with the obvious and commonplace. Has it not been
said for a century or more that each historian who writes history is a
product of his age, and that his work reflects the spirit of the times,
of a nation, race, group, class, or section? No contemporary student of
history really believes that Bossuet, Gibbon, Mommsen, or Bancroft could
be duplicated to-day. Every student of history knows that his colleagues
have been influenced in their selection and ordering of materials by
their biases, prejudices, beliefs, affections, general upbringing, and
experience, particularly social and economic; and if he has a sense of
propriety, to say nothing of humor, he applies the canon to himself,
leaving no exceptions to the rule. The pallor of waning time, if not of
death, rests upon the latest volume of history, fresh from the roaring
press.
Why do we believe this to be true? The answer is that every written
history -- of a village, town, county, state, nation, race, group,
class, idea, or the wide world--is a selection and arrangement of facts,
of recorded fragments of past actuality. And the selection and
arrangement of facts -- a combined and complex intellectual operation --
is an act of choice, conviction, and interpretation respecting values,
is an act of thought. Facts, multitudinous and beyond calculation, are
known, but they do not select themselves or force themselves
automatically into any fixed scheme of arrangement in the mind of the
historian. They are selected and ordered by him as he thinks. True
enough, where the records pertaining to a small segment of history are
few and presumably all known, the historian may produce a fragment
having an aspect of completeness as, for example, some pieces by Fustel
de Coulanges; but the completeness is one of documentation, not of
history. True enough also, many historians are pleased to say of their
writings that their facts are selected and ordered only with reference
to inner necessities, but none who takes this position will allow the
same exactitude and certainty to the works of others except when the
predilections of the latter conform to his own pattern.
Contemporary thought about history, therefore, repudiates the
conception dominant among the schoolmen during the latter part of the
nineteenth century and the opening years of the twentieth century -- the
conception that it is possible to describe the past as it actually was,
somewhat as the engineer describes a single machine. The formula itself
was a passing phase of thought about the past. Its author, Ranke, a
German conservative, writing after the storm and stress of the French
Revolution, was weary of history written for, or permeated by, the
purposes of revolutionary propaganda. He wanted peace. The ruling
classes in Germany, with which he was affiliated, having secured a
breathing spell in the settlement of 1815, wanted peace to consolidate
their position. Written history that was cold, factual, and apparently
undisturbed by the passions of the time served best the cause of those
who did not want to be disturbed. Later the formula was fitted into the
great conception of natural science -- cold neutrality over against the
materials and forces of the physical world. Truths of nature, ran the
theory, are to be discovered by maintaining the most severe objectivity;
therefore the truth of history may be revealed by the same spirit and
method. The reasoning seemed perfect to those for whom it was
satisfactory. But the movement of ideas and interests continued, and
bondage to conservative and scientific thought was broken by criticism
and events. As Croce and Heussi have demonstrated, so-called neutral or
scientific history reached a crisis in its thought before the twentieth
century had advanced far on the way.
This crisis in historical thought sprang from internal criticism --
from conflicts of thought within historiography itself -- and from the
movement of history as actuality; for historians are always engaged,
more or less, in thinking about their own work and are disturbed, like
their fellow citizens, by crises and revolutions occurring in the world
about them. As an outcome of this crisis in historiography, the
assumption that the actuality of history is identical with or closely
akin to that of the physical world, and the assumption that any
historian can be a disembodied spirit as coldly neutral to human affairs
as the engineer to an automobile have both been challenged and rejected.
Thus, owing to internal criticism and the movement of external events,
the Ranke formula of history has been discarded and laid away in the
museum of antiquities. It has ceased to satisfy the human spirit in its
historical needs. Once more, historians recognize formally the obvious,
long known informally, namely, that any written history inevitably
reflects the thought of the author in his time and cultural setting.
That this crisis in thought presents a digressing dilemma to many
historians is beyond question. It is almost a confession of inexpiable
sin to admit in academic circles that one is not a man of science
working in a scientific manner with things open to deterministic and
inexorable treatment, to admit that one is more or less a guesser in
this vale of tears. But the only escape from the dust and storm of the
present conflict, and from the hazards of taking thought, now before the
historian, is silence or refuge in some minute particularity of history
as actuality. He may edit documents, although there are perils in the
choice of documents to be edited, and in any case the choice of
documents will bear some reference to an interpretation of values and
importance -- subjective considerations. To avoid this difficulty, the
historian may confine his attention to some very remote and microscopic
area of time and place, such as the price of cotton in Alabama between
1850 and 1860, or the length of wigs in the reign of Charles II., on the
pleasing but false assumption that he is really describing an isolated
particularity as it actually was, an isolated area having no
wide-reaching ramifications of relations. But even then the historian
would be a strange creature if he never asked himself why he regarded
these matters as worthy of his labor and love, or why society provides a
living for him during his excursions and explorations.
The other alternative before the student of history as immense
actuality is to face boldly, in the spirit of Cato's soliloquy, the
wreck of matter and the crush of worlds -- the dissolution of that solid
assurance which rested on the formula bequeathed by Ranke and
embroidered by a thousand hands during the intervening years. And when
he confronts without avoidance contemporary thought about the nature of
written history, what commands does he hear?
The supreme command is that he must cast off his servitude to the
assumptions of natural science and return to his own subject matter. to
history as actuality. The hour for this final declaration of
independence has arrived: the contingency is here and thought resolves
it. Natural science is only one small subdivision of history as
actuality with which history as thought is concerned. Its dominance in
the thought of the Western World for a brief period can be explained, if
at all, by history; perhaps in part by reference to the great conflict
that raged between the theologians and scientists after the dawn of the
sixteenth century--an intellectual conflict associated with the economic
conflict between landed aristocracies, lay and clerical, on the one
side, and the rising bourgeois on the other.
The intellectual formulas borrowed from natural science, which have
cramped and distorted the operations of history as thought, have taken
two forms: physical and biological. The first of these rests upon what
may be called, for convenience, the assumption of causation: everything
that happens in the world of human affairs is determined by antecedent
occurrences, and events of history are the illustrations or data of laws
to be discovered, laws such as are found in hydraulics. It is true that
no historian has ever been able to array the fullness of history as
actuality in any such deterministic order; Karl Marx has gone further
than any other. But under the hypothesis that it is possible, historians
have been arranging events in neat little chains of causation which
explain, to their satisfaction, why succeeding events happen; and they
have attributed any shortcomings in result to the inadequacy of their
known data, not to the falsity of the assumption on which they have been
operating. Undiscouraged by their inability to bring all history within
a single law, such as the law of gravitation, they have gone on working
in the belief that the Newtonian trick will be turned some time, if the
scientific method is applied long and rigorously enough and facts are
heaped up high enough, as the succeeding grists of doctors of philosophy
arc ground out by the universities, turned loose on "research
projects", and amply supplied by funds.
Growing rightly suspicious of this procedure in physico-historiography,
a number of historians, still bent on servitude to natural science,
turned from physics to biology. The difficulties and failures involved
in all efforts to arrange the occurrences of history in a neat system of
historical mechanics were evident to them. But on the other side, the
achievements of the Darwinians were impressive. If the totality of
history could not be brought into a deterministic system without doing
violence to historical knowledge, perhaps the biological analogy of the
organism could be applied. And this was done, apparently without any
realization of the fact that thinking by analogy is a form of primitive
animism. So under the biological analogy, history was conceived as a
succession of cultural organisms rising, growing, competing, and
declining. To this fantastic morphological assumption Spengler chained
his powerful mind. Thus freed from self-imposed slavery to physics, the
historian passed to self-imposed subservience to biology. Painfully
aware of the perplexities encountered as long as he stuck to his own
business, the historian sought escape by employing the method and
thought of others whose operations he did not understand and could not
control, on the simple, almost childlike, faith that the biologic, if
not the physicist, really knew what he was about and could furnish the
clue to the mystery.
But the shadow of the organismic conception of history had scarcely
fallen on the turbulent actuality of history when it was scrutinized by
historians who were thinking in terms of their own subject as
distinguished from the terms of a mere subdivision of history. By an
inescapable demonstration Kurt Riezler has made it clear that the
organismic theory of history is really the old determinism of physics
covered with murky words. The rise, growth, competition, and decline of
cultural organisms is meaningless unless fitted into some overarching
hypothesis--either the hypothesis of the divine drama or the hypothesis
of causation in the deterministic sense. Is each cultural organism in
history, each national or racial culture, an isolated particularity
governed by its own mystical or physical laws? Knowledge of history as
actuality forbids any such conclusion. If, in sheer desperation, the
historian clings to the biological analogy, which school is he to follow
-- the mechanistic or the vitalistic? In either case he is caught in the
deterministic sequence, if he thinks long enough and hard enough.
Hence the fate of the scientific school of historiography turns finally
upon the applicability of the deterministic sequence to the totality of
history as actuality. Natural science in a strict sense, as
distinguished from mere knowledge of facts, can discover system and law
only where occurrences are in reality arranged objectively in
deterministic sequences. It can describe these sequences and draw from
them laws, so-called. From a given number of the occurrences in any such
sequence, science can predict what will happen when the remainder
appear.
With respect to certain areas of human occurrences, something akin to
deterministic sequences is found by the historian, but the perdurance of
any sequence depends upon the perdurance in time of surrounding
circumstances which cannot be brought within any scheme of deterministic
relevancies. Certainly all the occurrences of history as actuality
cannot be so ordered; most of them are unknown and owing to the paucity
of records must forever remain unknown.
If a science of history were achieved, it would, like the science of
celestial mechanics, make possible the calculable prediction of the
future in history. It would bring the totally of historical occurrences
within a single field and reveal the unfolding future to its last end,
including all the apparent choices made and to be made. It would be
omniscience. The creator of it would possess the attributes ascribed by
the theologians to God. The future once revealed, humanity would have
nothing to do except to await its doom.
To state the case is to dispose of it. The occurrences of history--the
unfolding of ideas and interests in time-motion -- are not identical in
nature with the data of physics, and hence in their totality they are
beyond the reach of that necessary instrument of natural
science--mathematics--which cannot assign meaningful values to the
imponderables, immeasurables, and contingencies of history as actuality.
Having broken the tyranny of physics and biology, contemporary thought
in historiography turns its engines of verification upon the formula of
historical relativity -- the formula that makes all written history
merely relative to time and circumstance, a passing shadow, an illusion.
Contemporary criticism shows that the apostle of relativity is destined
to be destroyed by the child of his own brain. If all historical
conceptions are merely relative to passing events, to transitory phases
of ideas and interests, then the conception of relativity is itself
relative. When absolutes in history are rejected the absolutism of
relativity is also rejected. So we must inquire: To what spirit of the
times, to the ideas and interests of what class, group, nation, race, or
region does the conception of relativity correspond? As the actuality of
history moves forward into the future, the conception of relativity will
also pass, as previous conceptions and interpretations of events have
passed. Hence, according to the very doctrine of relativity, the skeptic
of relativity will disappear in due course, beneath the ever-tossing
waves of changing relativities. If he does not suffer this fate soon,
the apostle of relativity will surely be executed by his own logic.
Every conception of history, he says, is relative to time and
circumstances. But by his own reasoning he is then compelled to ask: To
what are these particular times and circumstances relative? And he must
go on with receding sets of times and circumstances until he confronts
an absolute: the totality of history as actuality which embraces all
times and circumstances and all relativities.
Contemporary historical thought is, accordingly, returning upon itself
and its subject matter. The historian is casting off his servitude to
physics and biology, as he formerly cast off the shackles of theology
and its metaphysics. He likewise sees the doctrine of relativity crumble
in the cold light of historical knowledge. When he accepts none of the
assumptions made by theology, physics, and biology, as applied to
history, when he passes out from under the fleeting shadow of
relativity, he confronts the absolute in his field -- the absolute
totality of all historical occurrences past, present, and becoming to
the end of all things. Then he finds it necessary to bring the
occurrences of history as actuality under one or another of three broad
conceptions.
The first is that history as total actuality is chaos, perhaps with
little islands of congruous relativities floating on the surface, and
that the human mind cannot bring them objectively into any all-embracing
order or subjectively into any consistent system. The second is that
history as actuality is a part of some order of nature and revolves in
cycles eternally -- spring, summer, autumn, and winter, democracy,
aristocracy, and monarchy, or their variants, as imagined by Spengler.
The third is that history as actuality is moving in some direction away
from the low level of primitive beginnings, on an upward gradient toward
a more ideal order -- as imagined by Condorcet, Adam Smith, Karl Marx,
or Herbert Spencer.
Abundant evidence can be marshaled, has been marshaled, in support of
each of these conceptions of history as actuality, but all the available
evidence will not fit any one of them. The hypothesis of chaos admits of
no ordering at all; hence those who operate under it cannot write
history, although they may comment on history. The second admits of an
ordering of events only by arbitrarily leaving out of account all the
contradictions in the evidence. The third admits of an ordering of
events, also by leaving contradictions out of consideration. The
historian who writes history, therefore, consciously or unconsciously
performs an act of faith, as to order and movement, for certainty as to
order and movement is denied to him by knowledge of the actuality with
which he is concerned. He is thus in the position of a statesman dealing
with public affairs; in writing he acts and in acting he makes choices,
large or small, timid or bold, with respect to some conception of the
nature of things. And the degree of his influence and immortality will
depend upon the length and correctness of his forecast -- upon the
verdict of history yet to come. His faith is at bottom a conviction that
something true can be known about the movement of history and his
conviction is a subjective decision, not a purely objective discovery.
But members of the passing generation will ask: Has our work done in
the scientific spirit been useless? Must we abandon the scientific
method? The answer is an emphatic negative. During the past fifty years
historical scholarship, carried on with judicial calm, has wrought
achievements of value beyond calculation. Particular phases of history
once dark and confused have been illuminated by research,
authentication, scrutiny, and the ordering of immediate relevancies. Nor
is the empirical or scientific method to be abandoned. It is the only
method that can be employed in obtaining accurate knowledge of
historical facts, personalities, situations, and movements. It alone can
disclose conditions that made possible what happened. It has a value in
itself -- a value high in the hierarchy of values indispensable to the
life of a democracy. The inquiring spirit of science, using the
scientific method, is the chief safeguard against the tyranny of
authority, bureaucracy, and brute power. It can reveal by investigation
necessities and possibilities in any social scene and also offerings
with respect to desirabilities to be achieved within the limits of the
possible.
The scientific method is, therefore, a precious and indispensable
instrument of the human mind; without it society would sink down into
primitive animism and barbarism. It is when this method, a child of the
human brain, is exalted into a master and a tyrant that historical
thought must enter a caveat. So the historian is bound by his craft to
recognize the nature and limitations of the scientific method and to
dispel the illusion that it can produce a science of history embracing
the fullness of history, or of any large phase, as past actuality.
This means no abandonment of the tireless inquiry into objective
realities, especially economic realities and relations; not enough
emphasis has been laid upon the conditioning and determining influences
of biological and economic necessities or upon researches designed to
disclose them in their deepest and widest ramifications. This means no
abandonment of the inquiry into the forms and development of ideas as
conditioning and determining influences; not enough emphasis has been
laid on this phase of history by American scholars.
But the upshot to which this argument is directed is more fundamental
than any aspect of historical method.
It is that any selection and arrangement of facts pertaining to any
large area of history, either local or world, race or class, is
controlled inexorably by the frame of reference in the mind of the
selector and arranger. This frame of reference includes things deemed
necessary, things deemed possible, and things deemed desirable. It may
be large, informed by deep knowledge, and illuminated by wide
experience; or it may be small, uninformed, and unilluminated. It may be
a grand conception of history or a mere aggregation of confusions. But
it is there in the mind, inexorably. To borrow from Croce, when grand
philosophy is ostentatiously put out at the front door of the mind, then
narrow, class, provincial, and regional prejudices come in at the back
door and dominate, perhaps only half-consciously, the thinking of the
historian.
The supreme issue before the historian now is the determination of his
attitude to the disclosures of contemporary thought. He may deliberately
evade them for reasons pertaining to personal, economic, and
intellectual comfort, thus joining the innumerable throng of those who
might have been but were not. Or he may proceed to examine his own frame
of reference, clarify it, enlarge it by acquiring knowledge of greater
areas of thought and events, and give it consistency of structure by a
deliberate conjecture respecting the nature or direction of the vast
movements of ideas and interests called world history.
This operation will cause discomfort to individual historians but all,
according to the vows of their office, are under obligation to perform
it, as Henry Adams warned the members of this Association in his letter
of 1894. And as Adams then said, it will have to be carried out under
the scrutiny of four great tribunals for the suppression of unwelcome
knowledge and opinion: the church, the state, property, and labor. Does
the world move and, if so, in what direction? If he believes that the
world does not move, the historian must offer the pessimism of chaos to
the inquiring spirit of mankind. If it does move, does it move backward
toward some old arrangement, let us say, of 1928, 1896, 1815, 1789, or
1295? Or does it move forward to some other arrangement which can be
only dimly divined--a capitalist dictatorship, a proletarian
dictatorship, or a collectivist democracy? The last of these is my own
guess, founded on a study of long trends and on a faith in the
indomitable spirit of mankind. In any case, if the historian cannot know
or explain history as actuality, he helps to make history, petty or
grand.
To sum up contemporary thought in historiography, any written history
involves the selection of a topic and an arbitrary delimitation of its
borders -- cutting off connections with the universal. Within the
borders arbitrarily established, there is a selection and organization
of facts by the processes of thought. This selection and organization --
a single act -- will be controlled by the historian's frame of reference
composed of things deemed necessary and of things deemed desirable. The
frame may be a narrow class, sectional, national, or group conception of
history, clear and frank or confused and half conscious, or it may be a
large, generous conception, clarified by association with the great
spirits of all ages. Whatever its nature the frame is inexorably there,
in the mind. And in the frame only three broad conceptions of all
history as actuality are possible. History is chaos and every attempt to
interpret it otherwise is an illusion. History moves around in a kind of
cycle. History moves in a line, straight or spiral, and in some
direction. The historian may seek to escape these issues by silence or
by a confession of avoidance or he may face them boldly, aware of the
intellectual and moral perils inherent in any decision--in his act of
faith.
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